Unified compliance recording for financial services

Ensure compliance and reduce risk with Verint Financial Compliance. Purpose-built for financial services, it securely captures, archives, and analyses communications across voice, video, mobile, trading platforms, and collaboration tools – all from one unified solution.

Why choose Verint Financial compliance?

Verint Financial Compliance delivers comprehensive recording and compliance management trusted by leading banks, financial institutions, and investment firms worldwide, ensuring you:

Simplify regulatory compliance:
Seamlessly navigate and adhere to global regulations including MiFID II, Dodd-Frank, MAS, ASIC, and MAR/MAD II.

Optimise trade reconstruction:
Efficiently reconstruct trade events with AI-driven analytics that rapidly identify key interactions across vast communication data.

Reduce operational costs:
Lower hardware footprint, reduce IT workloads, and minimise ongoing infrastructure costs through virtualised deployment and proactive maintenance capabilities.

Ensure proactive assurance:
Maintain continuous compliance readiness through automated monitoring, real-time alerts, and audio-quality validations to prevent missed interactions.

Features & benefits

Key features of Verint Financial compliance

Omnichannel communications capture

Securely record interactions across trader voice, IP telephony, unified communications, mobile, video conferencing, collaboration platforms, and trading turrets (IPC®, BT® IP Trade™, Cloud9®, Cisco®, Microsoft Teams®, Zoom, Avaya® and others).

Advanced trade reconstruction

Quickly identify relevant trade-related interactions with advanced AI transcription, speech analytics, phonetic search, and multilingual transcription capabilities (supporting 30+ languages/dialects).

Flexible recording methods

Capture communications using always-on, on-demand, passive, proxy-based, and network-based recording methods, ensuring maximum flexibility.

Proactive compliance assurance

Automated system monitoring, recording checks, real-time alerts, and proactive call blocking when recording services are unavailable, ensuring constant compliance readiness.

Secure data management & retention

Automatically categorise, securely archive, and ensure auditable retrieval of communications. Easily integrate with third-party cloud storage and WORM (Write Once Read Many) archive solutions.

Flexible and scalable deployment

Deploy flexibly as a fully cloud, on-premise, or hybrid solution, featuring built-in redundancy and high availability for robust compliance assurance.

Impact

Trusted by global financial leaders

Verint Financial Compliance is trusted by leading banks, trading rooms, investment firms, brokers, insurance providers, and wealth managers around the globe for regulatory adherence and risk mitigation.

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Why partner with us

Why partner with Business Systems?

With over 30 years of expertise as an accredited Verint provider, Business Systems delivers:

Expert deployment & integration:

Customised installations and seamless integration with your existing systems.

Managed services & support:

Dedicated ongoing support, proactive management, and tailored training programmes.

Strategic compliance guidance:

Specialist consultancy ensuring continuous regulatory readiness and risk mitigation.

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Best in class

We partner with the world’s leading technology providers, ensuring unbiased recommendations tailored to your needs.

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Expert partner

With decades of industry experience and expertise, we deliver measurable ROI and transformational results.

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Customer-centric

We align every solution with your business objectives, ensuring a seamless experience.

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Compliance first

Our solutions are built to meet the highest regulatory standards.

Get in touch

Simplify your financial compliance today

Discover how Verint Financial Compliance, delivered by Business Systems, can ensure regulatory readiness, operational efficiency, and risk mitigation across your financial communications.