Are you on top of the compliance curve?
Earlier this year, the team at Business Systems met with and listened to more than 20 individual company Compliance, IT and Surveillance heads to collectively share challenges, insights and regulations shaping trading floor compliance and review innovative methods in which these challenges have been addressed.
Our guests voted on their top 3 challenges – we’ve highlighted these below as something to consider as part of your voice & data compliance strategy in 2023.
Our guide explores:
- Each of the 3 challenges
- Their importance in a compliance and regulated driven world
- The cause of each new challenge
- Additional challenges to consider